Transition Timeline

Now Through Your First Six Months

Here’s how transition will look at a high level. You’ll receive a more detailed timeline with exact dates and deadlines after your transition officially begins.

Timeline showing events of transition. Now through week 12 are for learning and preparing to convert. 45 days before live date, negative consent letters are mailed to your clients. On your LPL live date, your FINRA registration is transferred to LPL. Assets transfer on a to-be-determined date following the live date. Any outstanding data and signatures must be collected by 180 days after your transition.